0000938582-05-000008.txt : 20120705 0000938582-05-000008.hdr.sgml : 20120704 20050207162931 ACCESSION NUMBER: 0000938582-05-000008 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050207 DATE AS OF CHANGE: 20050207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FALCON PRODUCTS INC /DE/ CENTRAL INDEX KEY: 0000034339 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FURNITURE & FIXTURES [2590] IRS NUMBER: 430730877 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-31519 FILM NUMBER: 05580828 BUSINESS ADDRESS: STREET 1: 9387 DIELMAN INDUSTRIAL DR CITY: ST LOUIS STATE: MO ZIP: 63132 BUSINESS PHONE: 3149919200 MAIL ADDRESS: STREET 1: 9387 DIELMAN INDUSTRIAL DRIVE CITY: ST LOUIS STATE: MO ZIP: 63132 FORMER COMPANY: FORMER CONFORMED NAME: FALCON PRODUCTS INC MISSOURI DATE OF NAME CHANGE: 19750211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 IRS NUMBER: 06646973 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENT OFFICE STREET 2: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 SC 13G/A 1 fcp13g3.txt SCHEDULE 13G AMENDMENT NO. 1 FOR FCP SC 13G/A kenneth.miller@yale.edu 1 NYSE 0000034339 FALCON PRODCUTS, INC. 43-0730877 KENNETH R. MILLER (203) 432-5761 0000938582 eqed9jp@ SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 1 FALCON PRODCUTS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 306075-10-2 (CUSIP Number) Check the appropriate box to designate the rule purusant to which this Schedule is filed: [X] Rule 13d-1(b) 1) Name and I.R.S. Identification No. of Reporting Person: Yale University I.R.S. Number 06-0646973 2) Check the Appropriate Box if a Member of a Group: (a) (Not Applicable) (b) (Not Applicable) 3) SEC Use Only 4) Citizenship or Place of Organization: Yale University is a Connecticut corporation. Number of Shares (5) Sole Voting Power - 0 Beneficially Owned by Each Reporting (6) Shared Voting Power - 48,500 Person With: (7) Sole Dispositive Power - 0 (8) Shared Dispositive Power - 48,900 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 48,500 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: (Not Applicable) 11) Percent of Class Represented by Amount in Row (9): 0.5% 12) Type of Reporting Person: EP Item 1. (a) Name of Issuer: FALCON PRODCUTS, INC. (the "Company") (b) Address of Issuer's Principal Executive Office: Falcon Products, Inc. 9387 Dielman Industrial Drive St. Louis, MO 63132 Item 2. (a) Name of Person Filing: Yale University (b) Address of Principal Office: Yale University Investments Office 55 Whitney Avenue, 5th Floor New Haven, CT 06510-1300 Attn: Kenneth R. Miller, Associate General Counsel (c) Citizenship: Yale University is a Connecticut corporation. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 306075-10-2 Item 3. If this statement is filed pursuant to rules 13d-1(b) or 13d-2(b), check whether the person filing is a: .. . . . (f) [X] . . . Endowment Fund; see section 240.13d-1(b)(1)(ii)(F). .. . . . Item 4. Ownership: (a) Amount Beneficially Owned (within the meaning of Rule 13d-3 under the Exchange Act): 48,500 (b) Percent of Class: 0.5% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 48,500 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 48,500 The shares of the common stock of the issuer reported as beneficially owned by the Reporting Person within the meaning of Rule 13d-3 under the Exchange Act include 48,500 shares held of record by the Yale University Retirement Plan for Staff Employees ("YURPSE"), which has shared power to direct the vote or disposition of such shares, in an externally managed account terminable on notice of 60 days or less. YURPSE is a noncontributory, defined benefit plan for staff employees. The Reporting Person disclaims beneficial ownership of the shares of common stock held by YURPSE. Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: [X]. Item 6. Ownership of More than Five Percent on Behalf of Another Person: (Not Applicable) Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: (Not Applicable) Item 8. Identification and Classification of Members of Group: (Not Applicable) Item 9. Notice of Dissolution of Group: (Not Applicable) Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired amd are not held for the purpsoe of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 7, 2005 /s/ David F. Swensen Name: David F. Swensen Title: Chief Investment Officer